日商三菱日聯銀行股份有限公司台北分公司

Responsible for assisting in Account Management for accounts under the Team including but not limited to Relationship Management, Account Profit/Profitability, Promotion of Bank Product, Credit Assessment Monitoring and Daily Operation. In addition, support Relationship Manager to coordinate with relevant Departments for smooth operation and superior customer service. Responsible for responding to customer inquiries and handling trouble shooting or complicated tasks. - Support Relationship Manager to achieve profit target via relationship management and promoting bank products including Loan, Deposit, FX, Derivatives and other Cross Sell products. - Support the team leader in the delivery of relevant banking services to customers, in own coverage area to meet the department's revenue targets. - Build and maintain effective relationships with customers and understand their needs in order to provide a high quality of service, under the guidance of more experienced members of the team. - Work in partnership with Compliance to understand local regulations. - Work in partnership with Credit Risk Management Department on any credit issues associated with the deal. - Respond to customer inquiries promptly and handle trouble shooting or complicated task. - Coordinate with relevant Departments to ensure smooth processing of transaction and superior customer service while complying with internal procedures/regulations. - Support Relationship Manager to obtain necessary internal approvals for new transaction, new accounts, renewal and deliver the product to the customers on time. - Perform regular credit analysis, collecting information directly from customer as well as other sources and report in timely manner (including Borrower Rating Review) to avoid credit loss. - Develop recommendations for continuous improvement of operational efficiency and support implementation. - Assist in conducting operational activities in order to develop and maintain customer relationships.

1. 存款、存匯及定期存款作業 2. 台外幣匯款作業 3. 帳戶維護作業 4. 其他主管交辦事項。 1. Operations for deposit, foreign currency exchange, and fixed-term deposits 2. Operations for domestic and foreign currency remittance 3. Account maintenance operations 4. Other tasks assigned by superiors.

Responsible for supporting the team in ensuring that Know Your Customer (KYC) checks are performed accurately and in a timely manner on our corporate customers to ensure that the Bank is in compliance with local regulations, relevant legislation and MUFG’s internal guidelines and policies. Responsible for the assignments on designated system enhancement for sustained operational quality and efficiency. • Work in partnership with colleagues in Head Office to implement GKYC system enhancement for improvement of operational efficiency. • Monitor the due date check and control for KYC process to ensure that these are performed in a timely manner to mitigate risk to the Bank. • Support in GKYC system enhancement for improvement of operational efficiency. • Materialize action plans for improving the KYC check process and enhancing the operational performance of the team. • Arranging GKYC seminar for better understanding of GKYC process. • Maintain good working knowledge of relevant regulations relating to KYC. • Adhere to all company policies as well as guidelines.

Responsible for assisting in Account Management for accounts under the Team including but not limited to Relationship Management, Account Profit/Profitability, Promotion of Bank Product, Credit Assessment Monitoring and Daily Operation. In addition, support Relationship Manager to coordinate with relevant Departments for smooth operation and superior customer service. Responsible for responding to customer inquiries and handling trouble shooting or complicated tasks. - Support Relationship Manager to achieve profit target via relationship management and promoting bank products including Loan, Deposit, FX, Derivatives and other Cross Sell products. - Support the team leader in the delivery of relevant banking services to customers, in own coverage area to meet the department's revenue targets. - Build and maintain effective relationships with customers and understand their needs in order to provide a high quality of service, under the guidance of more experienced members of the team. - Work in partnership with Compliance to understand local regulations. - Work in partnership with Credit Risk Management Department on any credit issues associated with the deal. - Respond to customer inquiries promptly and handle trouble shooting or complicated task. - Coordinate with relevant Departments to ensure smooth processing of transaction and superior customer service while complying with internal procedures/regulations. - Support Relationship Manager to obtain necessary internal approvals for new transaction, new accounts, renewal and deliver the product to the customers on time. - Perform regular credit analysis, collecting information directly from customer as well as other sources and report in timely manner (including Borrower Rating Review) to avoid credit loss. - Develop recommendations for continuous improvement of operational efficiency and support implementation. - Assist in conducting operational activities in order to develop and maintain customer relationships.

• Serve as Compliance Assurance Function (including Monitoring and Surveillance) Subject Matter Expert (SME) of Taipei Branch to conduct day to day assurance activities, coordinate with Regional offices, and escalate issues identified appropriately. • Monitor day to day compliance matters impacting on the activities of the Bank, such as distribution of daily official letters, conduct routine monitoring and surveillance per MUFG standard, prepare Core Compliance reports, serves as compliance risk categories SME (e.g., FATCA & CRS). • Assist Compliance Officer to implement compliance programs to comply with the laws & regulations as well as the Global and Regional Compliance Office policy and procedures, such as prepare/submit various compliance reports, arrange compliance meetings, conduct compliance trainings, review documentations/manuals etc. • Assist Compliance Officer to address irregularities and deficiencies identified in internal/external audits, Regional Testing, local compliance monitoring & surveillance and coordinate the related audits/testing fieldwork activities. • Other projects or matters as assigned by Compliance Officer.

• Serves as a subject matter expert (SME) on Financial Crimes (FC) programs, to advise colleagues gain a deeper understanding of policies, procedures and regulations. • Develop and maintain positive working relationship with FC key stakeholders, including: o The Branch: to resolve any FC issues as well as to assist where necessary with completion of any FC risk programs. o Global and Regional: to have frequent communication with local FC related issues and seek guidance. • Help AML Officer roll out FC programs and work with FLoD stakeholder to comply with the FC related laws & regulations as well as the Global policy and procedures, such as preparing various reporting, developing and interpretating policy, arranging meeting, conducting training etc. • Monitor FC control matters impacting on the activities of the Branch, such as supporting handling relevant official documents from local regulators and initiate actions, reviewing reports on internal and external issues and assessing FC risk and then support the Branch on developing countermeasures to mitigate the risk etc. • Any other tasks as assigned by AML Officer.

1. BCM營運持續管理相關作業/BCM management 2. 維運個資管理制度以確保制度落實、執行個資教育訓練、以提升同仁資安及各資風險及保護/maintain and conduct training for personal data management to enhance internal risk awareness 3. 總行信用風險相關報表製作、管理、/Prepare and submit Credit related reports 4. 其他作業風險管理相關業務或交辦事項 / Other operational risk related matters