台北市信義區6年以上大學
JPMorgan Asset Management ("JPMAM") is a global leader in investment management, offering world-class products and services to institutional and individual investors. Our diverse portfolio includes Fixed Income, Equity, Alternatives, Passive Investments, Multi Asset Solutions, and Currency. We are committed to delivering exceptional results and innovative solutions to our clients.
As a Vice President/Senior Associate within the Investment Compliance team, you will play a pivotal role in ensuring the integrity, compliance, and accuracy of our investment guidelines in the APAC regions covering Hong Kong, Japan, and Taiwan. You will collaborate closely with portfolio managers, traders, compliance and risk team and client advisors, driving strategic programs and overseeing the end-to-end guideline process. This is an exciting opportunity to make a significant impact on our investment operations and contribute to our global success.
Job Responsibilities:
• Lead, mentor, and develop a high-performing team responsible for investment guideline monitoring coding.
• Provide expert guidance on guidelines interpretation and control frameworks across various investment product types.
• Perform daily pre trade and post trade compliance and control checks to ensure guideline accuracy, regulatory adherence, and risk mitigation across Taiwan, Hong Kong, and Japan.
• Communicate effectively, record potential compliance and control issues, and swiftly identify resolutions.
• Conduct root cause analysis and develop action plans to mitigate compliance risks, control deficiencies, and business impacts/errors.
• Stay updated on financial regulations, compliance standards, and control best practices, suggesting appropriate actions to ensure adherence.
• Manage and drive project initiatives, fostering a culture of continuous improvement, risk awareness, and robust controls.
• Assist with audit-related activities, ensuring compliance with internal and external standards, and analyse/report compliance and control trends.
• Identify opportunities for process efficiency in compliance and control practices and present findings to the team.
• Collaborate with regional teams in Hong Kong, Japan, and global counterparts to ensure alignment and consistency
• People management by fostering a positive team environment, providing regular feedback, and supporting professional development
pls apply the role via below link:
https://jpmc.fa.oraclecloud.com:443/hcmUI/CandidateExperience/en/job/210603472/share/300065934886158?utm_medium=jobshare&utm_source=Internal Job Share
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